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The Project Gutenberg EBook of The Aesthetical Essays, by Frederich Schiller
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Title: The Aesthetical Essays
Author: Frederich Schiller
Release Date: December 10, 2004 [EBook #6798]
Language: English
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*** START OF THIS PROJECT GUTENBERG EBOOK THE AESTHETICAL ESSAYS **
Produced by Tapio Riikonen and David Widg
AESTHETICAL AND PHILOSOPHICAL ESSAYS
by Frederick Schiller
CONTENTS
INTRODUCTION.
The special subject of the greater part of the letters and essays of
Schiller contained in this volume is Aesthetics; and before passing to
any remarks on his treatment of the subject it will be useful to offer a
few observations on the nature of this topic, and on its treatment by the
philosophical spirit of different ages.
First, then, aesthetics has for its object the vast realm of the
beautiful, and it may be most adequately defined as the philosophy of art
or of the fine arts. To some the definition may seem arbitrary, as
excluding the beautiful in nature; but it will cease to appear so if it
is remarked that the beauty which is the work of art is higher than
natural beauty, because it is the offspring of the mind. Moreover, if,
in conformity with a certain school of modern philosophy, the mind be
viewed as the true being, including all in itself, it must be admitted
that beauty is only truly beautiful when it shares in the nature of mind,
and is mind's offspring.
Viewed in this light, the beauty of nature is only a reflection of the
beauty of the mind, only an imperfect beauty, which as to its essence is
included in that of the mind. Nor has it ever entered into the mind of
any thinker to develop the beautiful in natural objects, so as to convert
it into a science and a system. The field of natural beauty is too
uncertain and too fluctuating for this purpose. Moreover, the relation
of beauty in nature and beauty in art forms a part of the science of
aesthetics, and finds again its proper place.
But it may be urged that art is not worthy of a scientific treatment.
Art is no doubt an ornament of our life and a charm to the fancy; but has
it a more serious side? When compared with the absorbing necessities of
human existence, it might seem a luxury, a superfluity, calculated to
enfeeble the heart by the assiduous worship of beauty, and thus to be
actually prejudicial to the true interest of practical life. This view
seems to be largely countenanced by a dominant party in modern times, and
practical men, as they are styled, are only too ready to take this
superficial view of the office of art.
Many have indeed undertaken to defend art on this score, and to show
that, far from being a mere luxury, it has serious and solid advantages.
It has been even apparently exaggerated in this respect, and represented
as a kind of mediator between reason and sense, between inclination and
duty, having as its mission the work of reconciling the conflicting
elements in the human heart. A strong trace of this view will be found
in Schiller, especially in all that he says about the play-instinct in
his "Aesthetical Letters."
Nevertheless, art is worthy of science; aesthetics is a true science, and
the office of art is as high as that assigned to it in the pages of
Schiller. We admit that art viewed only as an ornament and a charm is no
longer free, but a slave. But this is a perversion of its proper end.
Science has to be considered as free in its aim and in its means, and it
is only free when liberated from all other considerations; it rises up to
truth, which is its only real object, and can alone fully satisfy it.
Art in like manner is alone truly art when it is free and independent,
when it solves the problem of its high destination—that problem whether
it has to be placed beside religion and philosophy as being nothing else
than a particular mode or a special form of revealing God to
consciousness, and of expressing the deepest interests of human nature
and the widest truths of the human mind.
For it is in their works of art that the nations have imprinted their
favorite thoughts and their richest intuitions, and not unfrequently the
fine arts are the only means by which we can penetrate into the secrets
of their wisdom and the mysteries of their religion.
It is made a reproach to art that it produces its effects by appearance
and illusion; but can it be established that appearance is objectionable?
The phenomena of nature and the acts of human life are nothing more than
appearances, and are yet looked upon as constituting a true reality; for
this reality must be sought for beyond the objects perceived immediately
by the sense, the substance and speech and principle underlying all
things manifesting itself in time and space through these real
existences, but preserving its absolute existence in itself. Now, the
very special object and aim of art is to represent the action and
development of this universal force. In nature this force or principle
appears confounded with particular interests and transitory
circumstances, mixed up with what is arbitrary in the passions and in
individual wills. Art sets the truth free from the illusory and
mendacious forms of this coarse, imperfect world, and clothes it in a
nobler, purer form created by the mind itself. Thus the forms of art,
far from being mere appearances, perfectly illusory, contain more reality
and truth than the phenomenal existences of the real world. The world of
art is truer than that of history or nature.
Nor is this all: the representations of art are more expressive and
transparent than the phenomena of the real world or the events of
history. The mind finds it harder to pierce through the hard envelop of
nature and common life than to penetrate into works of art.
Two more reflections appear completely to meet the objection that art or
aesthetics is not entitled to the name of science.
It will be generally admitted that the mind of man has the power of
considering itself, of making itself its own object and all that issues
from its activity; for thought constitutes the essence of the mind. Now
art and its work, as creations of the mind, are themselves of a spiritual
nature. In this respect art is much nearer to the mind than nature. In
studying the works of art the mind has to do with itself, with what
proceeds from itself, and is itself.
Thus art finds its highest confirmation in science.
Nor does art refuse a philosophical treatment because it is dependent on
caprice, and subject to no law. If its highest aim be to reveal to the
human consciousness the highest interest of the mind, it is evident that
the substance or contents of the representations are not given up to the
control of a wild and irregular imagination. It is strictly determined
by the ideas that concern our intelligence and by the laws of their
development, whatever may be the inexhaustible variety of forms in which
they are produced. Nor are these forms arbitrary, for every form is not
fitted to express every idea. The form is determined by the substance
which it has to suit.
A further consideration of the true nature of beauty, and therefore of
the vocation of the artist, will aid us still more in our endeavor to
show the high dignity of art and of aesthetics. The history of
philosophy presents us with many theories on the nature of the beautiful;
but as it would lead us too far to examine them all, we shall only
consider the most important among them. The coarsest of these theories
defines the beautiful as that which pleases the senses. This theory,
issuing from the philosophy of sensation of the school of Locke and
Condillac, only explains the idea and the feeling of the beautiful by
disfiguring it. It is entirely contradicted by facts. For it converts
it into desire, but desire is egotistical and insatiable, while
admiration is respectful, and is its own satisfaction without seeking
possession.
Others have thought the beautiful consists in proportion, and no
doubt this is one of the conditions of beauty, but only one. An
ill-proportioned object cannot be beautiful, but the exact correspondence
of parts, as in geometrical figures, does not constitute beauty.
A noted ancient theory makes beauty consist in the perfect suitableness
of means to their end. In this case the beautiful is not the useful, it
is the suitable; and the latter idea is more akin to that of beauty. But
it has not the true character of the beautiful. Again, order is a less
mathematical idea than proportion, but it does not explain what is free
and flowing in certain beauties.
The most plausible theory of beauty is that which makes it consist in two
contrary and equally necessary elements—unity and variety. A beautiful
flower has all the elements we have named; it has unity, symmetry, and
variety of shades of color. There is no beauty without life, and life is
movement, diversity. These elements are found in beautiful and also in
sublime objects. A beautiful object is complete, finished, limited with
symmetrical parts. A sublime object whose forms, though not out of
proportion, are less determined, ever awakens in us the feeling of the
infinite. In objects of sense all qualities that can produce the feeling
of the beautiful come under one class called physical beauty. But above
and beyond this in the region of mind we have first intellectual beauty,
including the laws that govern intelligence and the creative genius of
the artist, the poet, and the philosopher. Again, the moral world has
beauty in its ideas of liberty, of virtue, of devotion, the justice of
Aristides, the heroism of Leonidas.
We have now ascertained that there is beauty and sublimity in nature, in
ideas, in feelings, and in actions. After all this it might be supposed
that a unity could be found amidst these different kinds of beauty. The
sight of a statue, as the Apollo of Belvedere, of a man, of Socrates
expiring, are adduced as producing impressions of the beautiful; but the
form cannot be a form by itself, it must be the form of something.
Physical beauty is the sign of an interior beauty, a spiritual and moral
beauty which is the basis, the principle, and the unity of the beautiful.
Physical beauty is an envelop to intellectual and to moral beauty.
Intellectual beauty, the splendor of the true, can only have for
principle that of all truth.
Moral beauty comprehends two distinct elements, equally beautiful,
justice and charity. Thus God is the principle of the three orders of
beauty, physical, intellectual, and moral. He also construes the two
great powers distributed over the three orders, the beautiful and the
sublime. God is beauty par excellence; He is therefore perfectly
beautiful; He is equally sublime. He is to us the type and sense of the
two great forms of beauty. In short, the Absolute Being as absolute
unity and absolute variety is necessarily the ultimate principle, the
extreme basis, the finished ideal of all beauty. This was the marvellous
beauty which Diotimus had seen, and which is described in the Banquet of
Socrates.
It is our purpose after the previous discussion to attempt to elucidate
still further the idea of art by following its historic development.
Many questions bearing on art and relating to the beautiful had been
propounded before, even as far back as Plotinus, Plato, and Socrates, but
recent times have been the real cradle of aesthetics as a science.
Modern philosophy was the first to recognize that beauty in art is one of
the means by which the contradictions can be removed between mind
considered in its abstract and absolute existence and nature constituting
the world of sense, bringing back these two factors to unity.
Kant was the first who felt the want of this union and expressed it, but
without determining its conditions or expressing it scientifically. He
was impeded in his efforts to effect this union by the opposition between
the subjective and the objective, by his placing practical reason above
theoretical reason, and he set up the opposition found in the moral
sphere as the highest principle of morality. Reduced to this difficulty,
all that Kant could do was to express the union under the form of the
subjective ideas of reason, or as postulates to be deduced from the
practical reason, without their essential character being known, and
representing their realization as nothing more than a simple you ought,
or imperative "Du sollst."
In his teleological judgment applied to living beings, Kant comes, on the
contrary, to consider the living organism in such wise that, the general
including the particular, and determining it as an end, consequently the
idea also determines the external, the compound of the organs, not by an
act springing from without but issuing from within. In this way the end
and the means, the interior and exterior, the general and particular, are
confounded in unity. But this judgment only expresses a subjective act
of reflection, and does not throw any light on the object in itself.
Kant has the same view of the aesthetic judgment. According to him the
judgment does not proceed either from reason, as the faculty of general
ideas, or from sensuous perception, but from the free play of the reason
and of the imagination. In this analysis of the cognitive faculty, the
object only exists relatively to the subject and to the feeling of
pleasure or the enjoyment that it experiences.
The characteristics of the beautiful are, according to Kant:—
1. The pleasure it procures is free from interest.
2. Beauty appears to us as an object of general enjoyment, without
awakening in us the consciousness of an abstract idea and of a category
of reason to which we might refer our judgment.
3. Beauty ought to embrace in itself the relation of conformity to its
end, but in such a way that this conformity may be grasped without the
idea of the end being offered to our mind.
4. Though it be not accompanied by an abstract idea, beauty ought to be
acknowledged as the object of a necessary enjoyment.
A special feature of all this system is the indissoluble unity of what is
supposed to be separated in consciousness. This distinction disappears
in the beautiful, because in it the general and the particular, the end
and the means, the idea and the object, mentally penetrate each other
completely. The particular in itself, whether it be opposed to itself or
to what is general, is something accidental. But here what may be
considered as an accidental form is so intimately connected with the
general that it is confounded and identified with it. By this means the
beautiful in art presents thought to us as incarnate. On the other hand,
matter, nature, the sensuous as themselves possessing measure, end, and
harmony, are raised to the dignity of spirit and share in its general
character. Thought not only abandons its hostility against nature, but
smiles in her. Sensation and enjoyment are justified and sanctified, so
that nature and liberty, sense and ideas, find their justification and
their sanctification in this union. Nevertheless this reconciliation,
though seemingly perfect, is stricken with the character of
subjectiveness. It cannot constitute the absolutely true and real.
Such is an outline of the principal results of Kant's criticism, and
Hegel passes high praise on the profoundly philosophic mind of Schiller,
who demanded the union and reconciliation of the two principles, and who
tried to give a scientific explanation of it before the problem had been
solved by philosophy. In his "Letters on Aesthetic Education," Schiller
admits that man carries in himself the germ of the ideal man which is
realized and represented by the state. There are two ways for the
individual man to approach the ideal man; first, when the state,
considered as morality, justice, and general reason, absorbs the
individualities in its unity; secondly, when the individual rises to the
ideal of his species by the perfecting of himself. Reason demands unity,
conformity to the species; nature, on the other hand, demands plurality
and individuality; and man is at once solicited by two contrary laws. In
this conflict, aesthetic education must come in to effect the
reconciliation of the two principles; for, according to Schiller, it has
as its end to fashion and polish the inclinations and passions so that
they may become reasonable, and that, on the other hand, reason and
freedom may issue from their abstract character, may unite with nature,
may spiritualize it, become incarnate, and take a body in it. Beauty is
thus given as the simultaneous development of the rational and of the
sensuous, fused together, and interpenetrated one by the other, an union
that constitutes in fact true reality.
This unity of the general and of the particular, of liberty and necessity
of the spiritual and material, which Schiller understood scientifically
as the spirit of art, and which he tried to make appear in real life by
aesthetic art and education, was afterwards put forward under the name of
idea as the principle of all knowledge and existence. In this way,
through the agency of Schelling, science raised itself to an absolute
point of view. It was thus that art began to claim its proper nature and
dignity. From that time its proper place was finally marked out for it
in science, though the mode of viewing it still labored under certain
defects. Its high and true distinction were at length understood.
In viewing the higher position to which recent philosophical systems have
raised the theory of art in Germany, we must not overlook the advantages
contributed by the study of the ideal of the ancients by such men as
Winckelmann, who, by a kind of inspiration, raised art criticism from a
carping about petty details to seek the true spirit of great works of
art, and their true ideas, by a study of the spirit of the originals.
It has appeared expedient to conclude this introduction with a summary of
the latest and highest theory of art and aesthetics issuing from Kant and
Schiller, and developed in the later philosophy of Hegel.
Our space only allows us to give a glance, first, at the metaphysics of
the beautiful as developed by Hegel in the first part of his 'Aesthetik,'
and then at the later development of the same system in recent writers
issuing from his school.
Hegel considers, first, the abstract idea of the beautiful; secondly,
beauty in nature; thirdly, beauty in art or the ideal; and he winds up
with an examination of the qualities of the artist.
His preliminary remarks are directed to show the relations of art to
religion and philosophy, and he shows that man's destination is an
infinite development. In real life he only satisfies his longing
partially and imperfectly by limited enjoyments. In science he finds a
nobler pleasure, and civil life opens a career for his activity; but he
only finds an imperfect pleasure in these pursuits. He cannot then find
the ideal after which he sighs. Then he rises to a higher sphere, where
all contradictions are effaced and the ideas of good and happiness are
realized in perfect accord and in constant harmony. This deep want of
the soul is satisfied in three ways: in art, in religion, and in
philosophy.
Art is intended to make us contemplate the true and the infinite in forms
of sense. Yet even art does not fully satisfy the deepest need of the
soul. The soul wants to contemplate truth in its inmost consciousness.
Religion is placed above the dominion of art.
First, as to idea of the beautiful, Hegel begins by giving its
characteristics. It is infinite, and it is free; the contemplation of
the beautiful suffices to itself, it awakens no desire. The soul
experiences something like a godlike felicity and is transported into a
sphere remote from the miseries of life. This theory of the beautiful
comes very near that of Plato.
Secondly, as to beauty in nature. Physical beauty, considered
externally, presents itself successively under the aspects of regularity
and of symmetry, of conformity with a law, and of harmony, also of purity
and simplicity of matter.
Thirdly, beauty in art or the ideal is beauty in a higher degree of
perfection than real beauty. The ideal in art is not contrary to the
real, but the real idealized, purified, and perfectly expressed. The
ideal is also the soul arrived at the consciousness of itself, free and
fully enjoying its faculties; it is life, but spiritual life and spirit.
Nor is the ideal a cold abstraction, it is the spiritual principle under
the form of a living individuality freed from the laws of the finite.
The ideal in its highest form is the divine, as expressed in the Greek
divinities; the Christian ideal, as expressed in all its highest purity
in God the Father, the Christ, the Virgin. Its essential features are
calm, majesty, serenity.
At a lower degree the ideal is in man the victory of the eternal
principles that fill the human heart, the triumph of the nobler part of
the soul, the moral and divine principle.
But the ideal manifested in the world becomes action, and action implies
a form of society, a determinate situation with collision, and an action
properly so called. The heroic age is the best society for the ideal in
action; in its determinate situation the ideal in action must appear as
the manifestation of moral power, and in action, properly so called, it
must contain three points in the ideal: first, general principles;
secondly, personages; thirdly, their character and their passions. Hegel
winds up by considering the qualities necessary in an artist:
imagination, genius, inspiration, originality, etc.
A recent exponent of Hegel's aesthetical ideas further developed
expresses himself thus on the nature of beauty:—
"After the bitterness of the world, the sweetness of art soothes and
refreshes us. This is the high value of the beautiful—that it solves
the contradiction of mind and matter, of the moral and sensuous world, in
harmony. Thus the beautiful and its representation in art procures for
intuition what philosophy gives to the cognitive insight and religion to
the believing frame of mind. Hence the delight with which Schiller's
wonderful poem on the Bell celebrates the accord of the inner and outer
life, the fulfilment of the longing and demands of the soul by the events
in nature. The externality of phenomena is removed in the beautiful; it
is raised into the circle of ideal existence; for it is recognized as the
revelation of the ideal, and thus transfigured it gives to the latter
additional splendor."
"Thus the beautiful is active, living unity, full existence without
defect, as Plato and Schelling have said, or as recent writers describe
it; the idea that is quite present in the appearance, the appearance
which is quite formed and penetrated by the idea."
"Beauty is the world secret that invites us in image and word," is the
poetical expression of Plato; and we may add, because it is revealed in
both. We feel in it the harmony of the world; it breaks forth in a
beauty, in a lovely accord, in a radiant point, and starting thence we
penetrate further and yet further, and find as the ground of all
existence the same charm which had refreshed us in individual forms.
Thus Christ pointed to the lilies of the field to knit His followers'
reliance on Providence with the phenomena of nature: and could they jet
forth in royal beauty, exceeding that of Solomon, if the inner ground of
nature were not beauty?
We may also name beauty in a certain sense a mystery, as it mediates to
us in a sensuous sign a heavenly gift of grace, that it opens to us a
view into the eternal Being, teaching us to know nature in God and God in
nature, that it brings the divine even to the perception of sense, and
establishes the energy of love and freedom as the ground, the bond, and
the end of the world.
In the midst of the temporal the eternal is made palpable and present to
us in the beautiful, and offers itself to our enjoyment. The separation
is suppressed, and the original unity, as it is in God, appears as the
first, as what holds together even the past in the universe, and what
constitutes the aim of the development in a finite accord.
The beautiful not only presents itself to us as mediator of a foreign
excellence or of a remote divinity, but the ideal and the godlike are
present in it. Hence aesthetics requires as its basis the system in
which God is known as indwelling in the world, that He is not far distant
from any one of us, but that He animates us, and that we live in Him.
Aesthetics requires the knowledge that mind is the creative force and
unity of all that is extended and developed in time and space.
The beautiful is thus, according to these later thinkers, the revelation
of God to the mind through the senses; it is the appearance of the idea.
In the beautiful spirit reveals itself to spirit through matter and the
senses; thus the entire man feels himself raised and satisfied by it. By
the unity of the beautiful with us we experience with delight that
thought and the material world are present for our individuality, that
they utter tones and shine forth in it, that both penetrate each other
and blend in it and thus become one with it. We feel one with them and
one in them.
This later view was to a great extent expressed by Schiller in his
"Aesthetical Letters."
But art and aesthetics, in the sense in which these terms are used and
understood by German philosophical writers, such as Schiller, embrace a
wider field than the fine arts. Lessing, in his "Laocoon," had already
shown the point of contrast between painting and poetry; and aesthetics,
being defined as the science of the beautiful, must of necessity embrace
poetry. Accordingly Schiller's essays on tragic art, pathos, and
sentimental poetry, contained in this volume, are justly classed under
his aesthetical writings.
This being so, it is important to estimate briefly the transitions of
German poetry before Schiller, and the position that he occupied in its
historic development.
The first classical period of German poetry and literature was contained
between A. D. 1190 and 1300. It exhibits the intimate blending of the
German and Christian elements, and their full development in splendid
productions, for this was the period of the German national epos, the
"Nibelungenlied," and of the "Minnegesang."
This was a period which has nothing to compare with it in point of
art and poetry, save perhaps, and that imperfectly, the heroic and
post-Homeric age of early Greece.
The poetical efforts of that early age may be grouped under—(1) national
epos: the "Nibelungenlied;" (2) art epos: the "Rolandslied," "Percival,"
etc.; (3) the introduction of antique legends: Veldeck's "Aeneide," and
Konrad's "War of Troy;" (4) Christian legends "Barlaam," "Sylvester,"
"Pilatus," etc.; (5) poetical narratives: "Crescentia," "Graf Rudolf,"
etc.; (6) animal legends; "Reinecke Vos;" (7) didactic poems: "Der
Renner;" (8) the Minne-poetry, and prose.
The fourth group, though introduced from a foreign source, gives the
special character and much of the charm of the period we consider. This
is the sphere of legends derived from ecclesiastical ground. One of the
best German writers on the history of German literature remarks: "If the
aim and nature of all poetry is to let yourself be filled by a subject
and to become penetrated with it; if the simple representation of
unartificial, true, and glowing feelings belongs to its most beautiful
adornments; if the faithful direction of the heart to the invisible and
eternal is the ground on which at all times the most lovely flowers of
poetry have sprouted forth, these legendary poems of early Germany, in
their lovely heartiness, in their unambitious limitation, and their pious
sense, deserve a friendly acknowledgment. What man has considered the
pious images in the prayer-books of the Middle Ages, the unadorned
innocence, the piety and purity, the patience of the martyrs, the calm,
heavenly transparency of the figures of the holy angels, without being
attracted by the simple innocence and humility of these forms, the
creation of pious artists' hands? Who has beheld them without tranquil
joy at the soft splendor poured, over them, without deep sympathy, nay,
without a certain emotion and tenderness? And the same spirit that
created these images also produced those poetical effusions, the same
spirit of pious belief, of deep devotion, of heavenly longing. If we
make a present reality of the heroic songs of the early German popular
poetry, and the chivalrous epics of the art poetry, the military
expeditions and dress of the Crusades, this legendary poetry appears as
the invention of humble pilgrims, who wander slowly on the weary way to
Jerusalem, with scollop and pilgrim's staff, engaged in quiet prayer,
till they are all to kneel at the Saviour's sepulchre; and thus
contented, after touching the holy earth with their lips, they return,
poor as they were, but full of holy comfort, to their distant home.
"While the knightly poetry is the poetry of the splendid secular life,
full of cheerful joy, full of harp-tones and song, full of tournaments
and joyous festivals, the poetry of the earthly love for the earthly
bride, the poetry of the legends is that of the spontaneous life of
poverty, the poetry of the solitary cloister cell, of the quiet,
well-walled convent garden, the poetry of heavenly brides, who without
lamenting the joys of the world, which they need not, have their joy in
their Saviour in tranquil piety and devout resignation—who attend at the
espousals of Anna and Joachim, sing the Magnificat with the Holy Mother
of God, stand weeping beneath the cross, to be pierced also by the sword,
who hear the angel harp with St. Cecilia, and walk with St. Theresa in
the glades of Paradise. While the Minne-poetry was the tender homage
offered to the beauty, the gentleness, the grace, and charm of noble
women of this world, legendary poetry was the homage given to the Virgin
Mother, the Queen of Heaven, transfiguring earthly love into a heavenly
and eternal love."
"For the twelfth and thirteenth centuries were the time of woman cultus,
such as has never been before or since seen; it is also the time of the
deepest and simplest and truest, most enthusiastic and faithful
veneration of the Virgin Mary. If we, by a certain effort, manage to
place ourselves back on the standpoint of childlike poetic faith of that
time, and set aside in thought the materializing and exaggeration of the
hagiology and Mariolatry produced by later centuries, rendering the
reaction of the Reformation unavoidable—if now in our age, turned
exclusively to logical ideas and a negative dialectic, we live again by
thought in those ages of feeling and poetry—if we acknowledge all these
things to be something more than harmless play of words and fancy, and as
the true lifelike contents of the period, then we can properly appreciate
this legendary poetry as a necessary link in the crown of pearls of our
ancient poetry."
In short, the first classical period of German literature was a time of
youthful freshness, of pure harmony, plunged in verse and song, full of
the richest tones and the noblest rhythm, so that rhyme and song alone
must be looked for as the form of poetic creations. Accordingly it had
no proper prose. Like our own youth, it was a happy, free, and true
youth, it knew no prose; like us it dreamed to speechless songs; and as
we expressed our youthful language and hopes, woes and joys, in rhyme and
song, thus a whole people and age had its beautiful youth full of song
and verse tones. The life was poetry and poetry was the life.
Then came degeneracy and artifice; after that the great shock of the
Reformation; subsequently a servile and pedantic study of classical forms
without imbibing their spirit, but preparing the way for a truer art
spirit, extracted from their study by the masterly criticism of
Winckelmann and Lessing, till the second classical period of German
literature and poetry bloomed forth in full beauty, blending the national
and legendary elements so well expressed by Herder with the highest
effusions of dramatic poetry, partly creative and partly imitative of the
Greek models, in Schiller and Goethe.
Modern German literature presents a very remarkable spectacle, though far
from unique in history, for there we see criticism begetting genius.
Lessing, the founder of the modern German drama, sought to banish all
pomp from the theatre, and in doing so some critics have thought that he
banished the ideal and fell into affectation. At any rate, his
"Dramaturgy" is full of original ideas, and when he drew out the sphere
of poetry contrasted with that of painting in his "Laocoon," all Germany
resounded with his praise. "With that delight," says Goethe, "we saluted
this luminous ray which a thinker of the first order caused to break
forth from its clouds. It is necessary to have all the fire of youth to
conceive the effect produced on us by the 'Laocoon' of Lessing." Another
great contemporary, whose name is imperishable as that of art, struck a
mortal blow at a false taste in the study of the antique. Winckelmann
questioned the works of the Greek chisel with an intelligence full of
love, and initiated his countrymen into poetry by a feeling for
sculpture! What an enthusiasm he displayed for classical beauty! what a
worship of the form! what a fervor of paganism is found in its eloquent
pages when he also comments on the admirable group of the Laocoon, or the
still purer masterpiece of the Apollo of Belvedere.
These men were the vanguard of the great Germanic army; Schiller and
Goethe alone formed its main column. In them German poetry shows itself
in its perfection, and completely realizes the ideal designed for it by
the critic. Every factitious precept and conventional law was now
overthrown; these poetical Protestants broke away entirely from the yoke
of tradition. Yet their genius was not without a rule. Every work bears
in itself the organic laws of its development. Thus, although they laugh
at the famous precept of the three unities, it is because they dig still
deeper down to the root of things, to grasp the true principle from which
the precept issued. "Men have not understood," said Goethe, "the basis
of this law. The law of the comprehensive—'das Fassliche'—is the
principle; and the three unities have only value as far as they attain
it. When they become an obstacle to the comprehension it is madness to
wish to observe them. The Greeks themselves, from whom the rule is
derived, did not always follow it. In the 'Phaeton' of Euripides, and in
other pieces, there was change, place; accordingly they prefer to give a
perfect exposition of their subject, rather than blindly respect a law
never very essential in itself. The pieces of Shakspeare violate in the
highest degree the unity of time and of place; but they are full of
comprehensiveness; nothing is easier to grasp, and for that reason they
would have found favor with the Greeks. The French poets tried to obey
exactly the law of the three unities; but they violate the law of
comprehensiveness, as they do not expound dramatic subjects by dramas but
by recitals."
Poetical creation was therefore viewed as free, but at the same time
responsible. Immediately, as if fecundity were the reward of
correctness, the German theatre became filled with true and living
characters. The stage widens under their steps that they may have room
to move. History with its great proportions and its terrible lessons, is
now able to take place on the stage. The whole Thirty Years' War passes
before us in "Wallenstein." We hear the tumult of camps, the disorder of
a fanatical and undisciplined army, peasants, recruits, sutlers,
soldiers. The illusion is complete, and enthusiasm breaks out among the
spectators. Similar merits attach to many other of Schiller's plays.
This new drama, which seemed to give all to the natural sphere, concedes
still more to the ideal. An able critic has said the details which are
the truth of history are also its poetry. Here the German school
professes a principle of the highest learning, and one that seems to be
borrowed from its profoundest philosophers; it is that of the universal
beauty of life, of the identity of beauty and existence. "Our
aesthetics," says Goethe, "speak a great deal of poetical or antipoetical
subjects; fundamentally there is no subject that has not its poetry; it
is for the poet to find it there."
Schiller and Goethe divide the empire over modern German poetry, and
represent its two principal powers; the one, Schiller, impassioned and
lyrical, pours his soul over all the subjects he touches; in him every
composition, ode, or drama is always one of his noble ideas, borrowing
its dress and ornament from the external world. He is a poet especially
through the heart, by the force with which he rushes in and carries you
with him. Goethe is especially an epic; no doubt he paints the passions
with admirable truth, but he commands them; like the god of the seas in
Virgil, he raises above the angry waves his calm and sublime forehead.
After this glance at the position and chief characteristics of Schiller,
it may be useful to offer a few remarks on those of the principal works
in this volume, his Aesthetical Letters and Essays. Schiller, in his
Aesthetical Essays, did not choose the pure abstract method of deduction
and conception like Kant, nor the historical like Herder, who strove thus
to account for the genesis of our ideas of beauty and art. He struck out
a middle path, which presents certain deficiencies to the advocates of
either of these two systems. He leans upon Kantian ideas, but without
scholastic constraint. Pure speculation, which seeks to set free the
form from all contents and matter, was remote from his creative genius,
to which the world of matter and sense was no hinderance, but a necessary
envelop for his forms.
His removal to Jena in 1791, and acquaintance with Reinhold, familiarized
him with the Kantian philosophy, but he only appreciated it by halves.
The bare and bald dealing with fundamental principles was at this time
equally repulsive to Goethe and Schiller, the man of the world and the
man of life. But Schiller did not find anywhere at that time justice
done to the dignity of art, or honor to the substantial value of beauty.
The Aesthetical Essays in this volume appeared for the most part since
1792, in the "Thalia" and the "Hours" periodicals. The first "On the
Ground of our Pleasure in Tragic Subjects" (1792), applies Kantian
principles of the sublime to tragedy, and shows Schiller's lofty estimate
of this class of poetry. With Kant he shows that the source of all
pleasure is suitableness; the touching and sublime elicit this feeling,
implying the existence of unsuitableness. In this article he makes the
aim and source of art to consist in giving enjoyment, in pleasing. To
nature pleasure is a mediate object, to art its main object. The same
proposition appears in Schiller's paper on Tragic Art (1792), closely
connected with the former. This article contains views of the affection
of pity that seem to approximate the Aristotelian propositions about
tragedy.
His views on the sublime are expressed in two papers, "The Sublime" and
"The Pathetic," in which we trace considerable influence of Lessing and
Winckelmann. He is led especially to strong antagonism against the
French tragedy, and he indulges in a lengthy consideration of the passage
of Virgil on Laocoon, showing the necessity of suffering and the pathetic
in connection with moral adaptations to interest us deeply.
All these essays bespeak the poet who has tried his hand at tragedy, but
in his next paper, "On Grace and Dignity," we trace more of the moralist.
Those passages where he takes up a medium position between sense and
reason, between Goethe and Kant, are specially attractive. The theme of
this paper is the conception of grace, or the expression of a beautiful
soul and dignity, or that of a lofty mind. The idea of grace has been
developed more deeply and truly by Schiller than by Wieland or
Winckelmann, but the special value of the paper is its constantly
pointing to the ideal of a higher humanity. In it he does full justice
to the sensuous and to the moral, and commencing with the beautiful
nature of the Greeks, to whom sense was never mere sense, nor reason mere
reason, he concludes with an image of perfected humanity in which grace
and dignity are united, the former by architectonic beauty (structure),
the last supported by power.
The following year, 1795, appeared his most important contribution to
aesthetics, in his Aesthetical Letters.
In these letters he remarks that beauty is the work of free
contemplation, and we enter with it into the world of ideas, but without
leaving the world of sense. Beauty is to us an object, and yet at the
same time a state of our subjectivity, because the feeling of the
conditional is under that which we have of it. Beauty is a form because
we consider it, and life because we feel it; in a word, it is at once our
state and our art. And exactly because it is both it serves us as a
triumphant proof that suffering does not exclude activity, nor matter
form, nor limitation the infinite, for in the enjoyment of beauty both
natures are united, and by this is proved the capacity of the infinite to
be developed in the finite, and accordingly the possibility of the
sublimest humanity.
The free play of the faculty of cognition which had been determined by
Kant is also developed by Schiller. His representation of this matter is
this: Man, as a spirit, is reason and will, self-active, determining,
form-giving; this is described by Schiller as the form-instinct; man, as
a sensuous being, is determinable, receptive, termed to matter; Schiller
describes this as the material instinct, "Stofftrieb." In the midst
between these two is situated the beautiful, in which reason and the
sensuous penetrate each other, and their enjoyable product is designated
by Schiller the play instinct. This expression is not happily chosen.
Schiller means to describe by it the free play of the forces, activity
according to nature, which is at once a joy and a happiness; he reminds
us of the life of Olympus, and adds: "Man is only quite a man when he
plays." Personality is that which lasts, the state of feeling is the
changeable in man; he is the fixed unity remaining eternally himself in
the floods of change. Man in contact with the world is to take it up in
himself, but to unite with it the highest freedom and independence, and,
instead of being lost in the world, to subject it to his reason. It is
only by his being independent that there is reality out of him; only by
being susceptible of feeling that there is reality in him. The object of
sensuous instinct is life; that of the purer instinct figure; living
figure or beauty is the object of the play instinct.
Only inasmuch as life is formed in the understanding and form in feeling
does life win a form and form win life, and only thus does beauty arise.
By beauty the sensuous man is led up to reason, the one-sided tension of
special force is strung to harmony, and man made a complete whole.
Schiller adds that beauty knits together thought and feeling; the fullest
unity of spirit and matter. Its freedom is not lack, but harmony, of
laws; its conditions are not exclusions, inclusion of all infinity
determined in itself. A true work of art generates lofty serenity and
freedom of mind. Thus the aesthetic disposition bestows on us the
highest of all gifts, that of a disposition to humanity, and we may call
beauty our second creator.
In these letters Schiller spoke out the mildest and highest sentiments on
art, and in his paper on Simple and Sentimental Poetry (1795) he
constructs the ideal of the perfect poet. This is by far the most
fruitful of Schiller's essays in its results. It has much that is
practically applicable, and contains a very able estimate of German
poetry. The writing is also very pointed and telling, because it is
based upon actual perceptions, and it is interesting because the contrast
drawn out throughout it between the simple and the sentimental has been
referred to his own contrast with Goethe. He also wished to vindicate
modern poetry, which Goethe seemed to wish to sacrifice to the antique.
The sentimental poetry is the fruit of quiet and retirement; simple
poetry the child of life. One is a favor of nature; the sentimental
depends on itself, the simple on the world of experience. The
sentimental is in danger of extending the limits of human nature too far,
of being too ideal, too mystical. Neither character exhausts the ideal
of humanity, but the intimate union of both. Both are founded in human
nature; the contradictions lying at their basis, when cleared in thought
from the poetical faculty, are realism and idealism. These also are
sides of human nature, which, when unconnected, bring forth disastrous
results. Their opposition is as old as the beginning of culture, and
till its end can hardly be set aside, save in the individual. The
idealist is a nobler but a far less perfect being; the realist appears
far less noble, but is more perfect, for the noble lies in the proof of a
great capacity, but the perfect in the general attitude of the whole and
in the real facts.
On the whole it may be said, taking a survey of these labors, that if
Schiller had developed his ideas systematically and the unity of his
intuition of the world, which were present in his feelings, and if he had
based them scientifically, a new epoch in philosophy might have been
anticipated. For he had obtained a view of such a future field of
thought with the deep clairvoyance of his genius.
A few words may be desirable on Schiller's religious standpoint,
especially in connection with his philosophical letters.
Schiller came up ten years later than Goethe, and concluded the cyclus of
genius that Goethe had inaugurated. But as he was the last arrival of
that productive period of tempestuous agitation, he retained more of its
elements in his later life and poetry than any others who had passed
through earlier agitations, such as Goethe. For Goethe cast himself free
in a great measure from the early intoxication of his youthful
imagination, devoting himself partly to nobler matter and partly to purer
forms.
Schiller derived from the stormy times of his youth his direction to the
ideal, to the hostility against the narrow spirit of civil relations, and
to all given conditions of society in general. He derived from it his
disposition, not to let himself be moulded by matter, but to place his
own creative and determining impress on matter, not so much to grasp
reality poetically and represent it poetically as to cast ideas into
reality, a disposition for lively representation and strong oratorical
coloring. All this he derived from the genial period, though later on
somewhat modified, and carried it over into his whole life and poetry;
and for this very reason he is not only together with Goethe, but before
Goethe, the favorite poet of the nation, and especially with that part of
the nation which sympathizes with him in the choice of poetic material
and in his mode of feeling.
Gervinus remarks that Schiller had at Weimar long fallen off from
Christianity, and occupied his mind tranquilly for a time with the views
of Spinoza (realistic pantheism). Like Herder and Goethe, he viewed life
in its great entirety and sacrificed the individual to the species.
Accordingly, through the gods of Greece, he fell out with strict,
orthodox Christians.
But Schiller had deeply religious and even Christian elements, as became
a German and a Kantian. He receives the Godhead in His will, and He
descends from His throne, He dwells in his soul; the poet sees divine
revelations, and as a seer announces them to man. He is a moral educator
of his people, who utters the tones of life in his poetry from youth
upwards. Philosophy was not disclosed to Plato in the highest and purest
thought, nor is poetry to Schiller merely an artificial edifice in the
harmony of speech; philosophy and poetry are to both a vibration of love
in the soul upwards to God, a liberation from the bonds of sense, a
purification of man, a moral art. On this reposes the religious
consecration of the Platonic spirit and of that of Schiller.
Issuing from the philosophical school of Kant, and imbued with the
antagonism of the age against constituted authorities, it is natural that
Schiller should be a rationalist in his religious views. It has been
justly said of him that while Goethe's system was an apotheosis of nature
Schiller's was an apotheosis of man.
Historically he was not prepared enough to test and search the question
of evidence as applied to divine things handed down by testimony, and his
Kantian coloring naturally disposed him to include all religions within
the limits of pure reason, and to seek it rather in the subject than in
anything objective.
In conclusion, we may attempt to classify and give Schiller his place in
the progress of the world's literary history. Progress is no doubt a law
of the individual, of nations, and of the whole race. To grow in
perfection, to exist in some sort at a higher degree, is the task imposed
by God on man, the continuation of the very work of God, the complement
of creation. But this moral growth, this need of increase, may, like all
the forces of nature, yield to a greater force; it is an impulsion rather
than a necessity; it solicits and does not constrain. A thousand
obstacles stay its development in individuals and in societies; moral
liberty may retard or accelerate its effects. Progress is therefore a
law which cannot be abrogated, but which is not invariably obeyed.
Nevertheless, in proportion to the increase of the mass of individuals,
the caprices of chance and of liberty neutralize each other to allow the
providential action that presides over our destinies to prevail. Looking
at the same total of the life of the world, humanity undoubtedly
advances: there are in our time fewer moral miseries, fewer physical
miseries, than were known in the past.
Consequently art and literature, which express the different states of
society, must share in some degree in this progressive march. But there
are two things in literary work: on the one hand the ideas and social
manners which it expresses, on the other the intelligence, the feeling,
the imagination of the writer who becomes its interpreter. While the
former of these elements tends incessantly to a greater perfection, the
latter is subject to all the hazards of individual genius. Accordingly
the progressive literature is only in the inspiration, and so to speak in
the matter; it may and must therefore not be continuous in form.
But more than this: in very advanced societies the very grandeur of
ideas, the abundance of models, the satiety of the public render the task
of the artist more and more difficult. The artist himself has no longer
the enthusiasm of the first ages, the youth of imagination and of the
heart; he is an old man whose riches have increased, but who enjoys his
wealth less.
If all the epochs of literature are considered as a whole it will be seen
that they succeed each other in a constant order. After the period when
the idea and the form combined in a harmonious manner comes another where
the social idea is superabundant, and destroys the literary form of the
preceding epoch.
The middle ages introduced spiritualism in art; before this new idea the
smiling untruths of Greek poetry fled away frightened. The classical
form so beautiful, so pure, cannot contain high Catholic thought. A new
art is formed; on this side the Alps it does not reach the maturity that
produces masterpieces. But at that time all Europe was one fatherland;
Italy completes what is lacking in France and elsewhere.
The renaissance introduces new ideas into civilization; it resuscitates
the traditions of antique science and seeks to unite them to the truths
of Christianity. The art of the middle ages, as a vessel of too limited
capacity, is broken by the new flood poured into it. These different
ideas are stirred up and in conflict in the sixteenth century; they
became co-ordinate and attain to an admirable expression in the following
age.
In the eighteenth century there is a new invasion of ideas; all is
examined and questioned; religion, government, society, all becomes a
matter of discussion for the school called philosophical. Poetry
appeared dying out, history drying up, till a truer spirit was breathed
into the literary atmosphere by the criticism of Lessing, the philosophy
of Kant, and the poetry of Klopstock. It was at this transition period
that Schiller appeared, retaining throughout his literary career much of
the revolutionary and convulsive spirit of his early days, and faithfully
reflecting much of the dominant German philosophy of his time.
Part of the nineteenth century seems to take in hand the task of
reconstructing the moral edifice and of giving back to thought a larger
form. The literary result of its effects is the renaissance of lyrical
poetry with an admirable development in history.
Schiller's most brilliant works were in the former walk, his histories
have inferior merit, and his philosophical writings bespeak a deep
thinking nature with great originality of conception, such as naturally
results from a combination of high poetic inspiration with much
intellectual power.
Schiller, like all great men of genius, was a representative man of his
country and of his age. A German, a Protestant free-thinker, a
worshipper of the classical, he was the expression of these aspects of
national and general thought.
The religious reformation was the work of the North. The instinct of
races came in it to complicate the questions of dogmas. The awakening of
individual nationalities was one of the characters of the epoch.
The nations compressed in the severe unity of the Middle Ages escaped in
the Reformation from the uniform mould that had long enveloped them, and
tended to that other unity, still very distant, which must spring from
the spontaneous view of the same truth by all men, result from the free
and original development of each nation, and, as in a vast concert, unite
harmonious dissonances. Europe, without being conscious of its aim,
seized greedily at the means—insurrection; the only thought was to
overthrow, without yet thinking of a reconstruction. The sixteenth
century was the vanguard of the eighteenth. At all times the North had
fretted under the antipathetic yoke of the South. Under the Romans,
Germany, though frequently conquered, had never been subdued. She had
invaded the Empire and determined its fall. In the Middle Ages the
struggle had continued; not only instincts, but ideas, were in conflict;
force and spirit, violence and polity, feudalism and the Catholic
hierarchy, hereditary and elective forms, represented the opposition of
two races. In the sixteenth century the schism long anticipated took
place. The Catholic dogma had hitherto triumphed over all outbreaks—
over Arnaldo of Brescia, the Waldenses, and Wickliffe. But Luther
appeared, and the work was accomplished: Catholic unity was broken.
And this breaking with authority went on fermenting in the nations till
its last great outburst at the French Revolution; and Schiller was born
at this convulsive period, and bears strong traces of his parentage in
his anti-dogmatic spirit.
Yet there is another side to Germanism which is prone to the ideal and
the mystical, and bears still the trace of those lovely legends of
mediaeval growth to which we have adverted. For Christianity was not a
foreign and antagonistic importation in Germany; rather, the German
character obtained its completeness through Christianity. The German
found himself again in the Church of Christ, only raised, transfigured,
and sanctified. The apostolic representation of the Church as the bride
of Christ has found its fullest and truest correspondence in that of
Germany. Hence when the German spirit was thoroughly espoused to the
Christian spirit, we find that character of love, tenderness, and depth
so characteristic of the early classics of German poetry, and reappearing
in glorious afterglow in the second classics, in Klopstock, Herder, and,
above all, Schiller.
It is this special instinct for the ideal and mystical in German nature
that has enabled spirits born of negation and revolution, like Schiller,
to unite with those elements the most genial and creative inspirations of
poetry.
VOCABULARY OF TERMINOLOGY.
Absolute, The. A conception, or, more strictly, in Kantian language, an
idea of the pure reason, embracing the fundamental and necessary yet free
ground of all things.
Antinomy. The conflict of the laws of pure reason; as in the question of
free will and necessity.
Autonomy (autonomous). Governing itself by the spontaneous action of
free will.
Aesthetics. The science of beauty; as ethics of duty.
Cognition (knowledge; Germanice, "Erkenntniss") is either an intuition or
a conception. The former has an immediate relation to the object, and is
singular and individual; the latter has but a mediate relation, by means
of a characteristic mark, which may be common to several things.
Cognition is an objective perception.
Conception. A conception is either empirical or pure. A pure
conception, in so far as it has its origin in the understanding alone,
and is not the conception of a pure sensuous image, is called notio.
Conceptions are distinguished on the one hand from sensation and
perception, and on the other hand from the intuitions of pure reason or
ideas. They are distinctly the product of thought and of the
understanding, except when quite free from empirical elements.
Feeling (Gefuehl). That part of our nature which relates to passion and
instinct. Feelings are connected both with our sensuous nature, our
imagination, and the pure reason.
Form. See Matter.
Ideas. The product of the pure reason (Vernunft) or intuitive faculty.
Wherever the absolute is introduced in thought we have ideas. Perfection
in all its aspects is an idea, virtue and wisdom in their perfect purity
and ideas. Kant remarks ("Critique of Pure Reason," Meiklejohn's
translation, p. 256): "It is from the understanding alone that pure and
transcendental conceptions take their origin; the reason does not
properly give birth to any conception, but only frees the conception of
the understanding from the unavoidable limitation of possible experience.
A conception formed from notions which transcend the possibility of
experience is an idea or a conception of reason."
Intuition (Anschauung) as used by Kant, is external or internal.
External, sensuous intuition is identical with perception; internal
intuition gives birth to ideas.
Matter and Form. "These two conceptions are at the foundation of all
other reflection, being inseparably connected with every mode of
exercising the understanding. By the former is implied that which can be
determined in general; the second implies its determination, both in a
transcendental sense, abstraction being made of any difference in that
which is given, and of the mode in which it is determined. That which in
the phenomenon corresponds to the sensation, I term its matter; but that
which effects that the content of the phenomenon can be arranged under
certain relations, I call its form."—Kant, "Critique," op. cit.
Objective. What is inherent or relative to an object, or not Myself,
except in the case when I reflect on myself, in which case my states of
mind are objective to my thoughts. In a popular sense objective means
external, as contrasted with the subjective or internal.
Perception, if it relates only to the subject as a modification of its
state, is a sensation. An objective perception is a cognition
(Erkenntniss).
Phenomena (Erscheinnngen). The undetermined object of an empirical
intuition is called phenomenon.
Reason (pure; Germanice, "Vernunft"). The source of ideas of moral
feelings and of conceptions free from all elements taken up from
experience.
Representation (Vorstellung). All the products of the mind are styled
representations (except emotions and mere sensations) and the term is
applied to the whole genus.
Representation with consciousness is perceptio.
Sensation. The capacity of receiving representations through the mode in
which we are affected by objects is called sensibility. By means of
sensibility objects are given to us, and it alone furnishes with
intentions meaning sensuous intuitions. By the understanding they are
thought, and from it arise conceptions.
Subjective. What has its source in and relation to the personality, to
Myself, I, or the Ego; opposed to the objective, or what is inherent in
and relative to the object. Not myself, except in the case when my
states of mind are the object of my own reflection.
Supersensuous. Contrasted with and opposed to the sensuous. What is
exclusively related to sense or imparted through the sensuous ideas is
supersensuous. See Transcendental.
Transcendental. What exceeds the limits of sense and empirical
observation. "I apply the term transcendental to all knowledge which is
not so much occupied with objects as with the mode of our cognition of
these objects, so far as this mode of cognition is possible a priori."
Kant's "Critique," op. cit. p. 16.
Understanding (Verstand). The thought of faculty, the source of
conceptions and notions (Begriffe) of the laws of logic, the categories,
and judgment.
LETTERS ON THE AESTHETICAL EDUCATION OF MAN.
LETTER I.
By your permission I lay before you, in a series of letters, the results
of my researches upon beauty and art. I am keenly sensible of the
importance as well as of the charm and dignity of this undertaking. I
shall treat a subject which is closely connected with the better portion
of our happiness and not far removed from the moral nobility of human
nature. I shall plead this cause of the beautiful before a heart by
which her whole power is felt and exercised, and which will take upon
itself the most difficult part of my task in an investigation where one
is compelled to appeal as frequently to feelings as to principles.
That which I would beg of you as a favor, you generously impose upon me
as a duty; and, when I solely consult my inclination, you impute to me a
service. The liberty of action you prescribe is rather a necessity for
me than a constraint. Little exercised in formal rules, I shall scarcely
incur the risk of sinning against good taste by any undue use of them; my
ideas, drawn rather from within than from reading or from an intimate
experience with the world, will not disown their origin; they would
rather incur any reproach than that of a sectarian bias, and would prefer
to succumb by their innate feebleness than sustain themselves by borrowed
authority and foreign support.
In truth, I will not keep back from you that the assertions which follow
rest chiefly upon Kantian principles; but if in the course of these
researches you should be reminded of any special school of philosophy,
ascribe it to my incapacity, not to those principles. No; your liberty
of mind shall be sacred to me; and the facts upon which I build will be
furnished by your own sentiments; your own unfettered thought will
dictate the laws according to which we have to proceed.
With regard to the ideas which predominate in the practical part of
Kant's system, philosophers only disagree, whilst mankind, I am confident
of proving, have never done so. If stripped of their technical shape,
they will appear as the verdict of reason pronounced from time immemorial
by common consent, and as facts of the moral instinct which nature, in
her wisdom, has given to man in order to serve as guide and teacher until
his enlightened intelligence gives him maturity. But this very technical
shape which renders truth visible to the understanding conceals it from
the feelings; for, unhappily, understanding begins by destroying the
object of the inner sense before it can appropriate the object. Like the
chemist, the philosopher finds synthesis only by analysis, or the
spontaneous work of nature only through the torture of art. Thus, in
order to detain the fleeting apparition, he must enchain it in the
fetters of rule, dissect its fair proportions into abstract notions, and
preserve its living spirit in a fleshless skeleton of words. Is it
surprising that natural feeling should not recognize itself in such a
copy, and if in the report of the analyst the truth appears as paradox?
Permit me therefore to crave your indulgence if the following researches
should remove their object from the sphere of sense while endeavoring to
draw it towards the understanding. That which I before said of moral
experience can be applied with greater truth to the manifestation of "the
beautiful." It is the mystery which enchants, and its being is
extinguished with the extinction of the necessary combination of its
elements.
LETTER II.
But I might perhaps make a better use of the opening you afford me if I
were to direct your mind to a loftier theme than that of art. It would
appear to be unseasonable to go in search of a code for the aesthetic
world, when the moral world offers matter of so much higher interest, and
when the spirit of philosophical inquiry is so stringently challenged by
the circumstances of our times to occupy itself with the most perfect of
all works of art—the establishment and structure of a true political
freedom.
It is unsatisfactory to live out of your own age and to work for other
times. It is equally incumbent on us to be good members of our own age
as of our own state or country. If it is conceived to be unseemly and
even unlawful for a man to segregate himself from the customs and manners
of the circle in which he lives, it would be inconsistent not to see that
it is equally his duty to grant a proper share of influence to the voice
of his own epoch, to its taste and its requirements, in the operations in
which he engages.
But the voice of our age seems by no means favorable to art, at all
events to that kind of art to which my inquiry is directed. The course
of events has given a direction to the genius of the time that threatens
to remove it continually further from the ideal of art. For art has to
leave reality, it has to raise itself boldly above necessity and
neediness; for art is the daughter of freedom, and it requires its
prescriptions and rules to be furnished by the necessity of spirits and
not by that of matter. But in our day it is necessity, neediness, that
prevails, and lends a degraded humanity under its iron yoke. Utility is
the great idol of the time, to which all powers do homage and all
subjects are subservient. In this great balance on utility, the
spiritual service of art has no weight, and, deprived of all
encouragement, it vanishes from the noisy Vanity Fair of our time. The
very spirit of philosophical inquiry itself robs the imagination of one
promise after another, and the frontiers of art are narrowed in
proportion as the limits of science are enlarged.
The eyes of the philosopher as well as of the man of the world are
anxiously turned to the theatre of political events, where it is presumed
the great destiny of man is to be played out. It would almost seem to
betray a culpable indifference to the welfare of society if we did not
share this general interest. For this great commerce in social and moral
principles is of necessity a matter of the greatest concern to every
human being, on the ground both of its subject and of its results. It
must accordingly be of deepest moment to every man to think for himself.
It would seem that now at length a question that formerly was only
settled by the law of the stronger is to be determined by the calm
judgment of the reason, and every man who is capable of placing himself
in a central position, and raising his individuality into that of his
species, can look upon himself as in possession of this judicial faculty
of reason; being moreover, as man and member of the human family, a party
in the case under trial and involved more or less in its decisions. It
would thus appear that this great political process is not only engaged
with his individual case, it has also to pronounce enactments, which he
as a rational spirit is capable of enunciating and entitled to pronounce.
It is evident that it would have been most attractive to me to inquire
into an object such as this, to decide such a question in conjunction
with a thinker of powerful mind, a man of liberal sympathies, and a heart
imbued with a noble enthusiasm for the weal of humanity. Though so
widely separated by worldly position, it would have been a delightful
surprise to have found your unprejudiced mind arriving at the same result
as my own in the field of ideas. Nevertheless, I think I can not only
excuse, but even justify by solid grounds, my step in resisting this
attractive purpose and in preferring beauty to freedom. I hope that I
shall succeed in convincing you that this matter of art is less foreign
to the needs than to the tastes of our age; nay, that, to arrive at a
solution even in the political problem, the road of aesthetics must be
pursued, because it is through beauty that we arrive at freedom. But I
cannot carry out this proof without my bringing to your remembrance the
principles by which the reason is guided in political legislation.
LETTER III.
Man is not better treated by nature in his first start than her other
works are; so long as he is unable to act for himself as an independent
intelligence she acts for him. But the very fact that constitutes him a
man is that he does not remain stationary, where nature has placed him,
that he can pass with his reason, retracing the steps nature had made him
anticipate, that he can convert the work of necessity into one of free
solution, and elevate physical necessity into a moral law.
When man is raised from his slumber in the senses he feels that he is a
man; he surveys his surroundings and finds that he is in a state. He was
introduced into this state by the power of circumstances, before he could
freely select his own position. But as a moral being he cannot possibly
rest satisfied with a political condition forced upon him by necessity,
and only calculated for that condition; and it would be unfortunate if
this did satisfy him. In many cases man shakes off this blind law of
necessity, by his free spontaneous action, of which among many others we
have an instance, in his ennobling by beauty and suppressing by moral
influence the powerful impulse implanted in him by nature in the passion
of love. Thus, when arrived at maturity, he recovers his childhood by an
artificial process, he founds a state of nature in his ideas, not given
him by any experience, but established by the necessary laws and
conditions of his reason, and he attributes to this ideal condition an
object, an aim, of which he was not cognizant in the actual reality of
nature. He gives himself a choice of which he was not capable before,
and sets to work just as if he were beginning anew, and were exchanging
his original state of bondage for one of complete independence, doing
this with complete insight and of his free decision. He is justified in
regarding this work of political thraldom as non-existing, though a wild
and arbitrary caprice may have founded its work very artfully; though it
may strive to maintain it with great arrogance and encompass it with a
halo of veneration. For the work of blind powers possesses no authority
before which freedom need bow, and all must be made to adapt itself to
the highest end which reason has set up in his personality. It is in
this wise that a people in a state of manhood is justified in exchanging
a condition of thraldom for one of moral freedom.
Now the term natural condition can be applied to every political body
which owes its establishment originally to forces and not to laws, and
such a state contradicts the moral nature of man, because lawfulness can
alone have authority over this. At the same time this natural condition
is quite sufficient for the physical man, who only gives himself laws in
order to get rid of brute force. Moreover, the physical man is a
reality, and the moral man problematical. Therefore when the reason
suppresses the natural condition, as she must if she wishes to substitute
her own, she weighs the real physical man against the problematical moral
man, she weighs the existence of society against a possible, though
morally necessary, ideal of society. She takes from man something which
he really possesses, and without which he possesses nothing, and refers
him as a substitute to something that he ought to possess and might
possess; and if reason had relied too exclusively on him she might, in
order to secure him a state of humanity in which he is wanting and can
want without injury to his life, have robbed him even of the means of
animal existence, which is the first necessary condition of his being a
man. Before he had opportunity to hold firm to the law with his will,
reason would have withdrawn from his feet the ladder of nature.
The great point is, therefore, to reconcile these two considerations, to
prevent physical society from ceasing for a moment in time, while the
moral society is being formed in the idea; in other words, to prevent its
existence from being placed in jeopardy for the sake of the moral dignity
of man. When the mechanic has to mend a watch he lets the wheels run
out; but the living watchworks of the state have to be repaired while
they act, and a wheel has to be exchanged for another during its
revolutions. Accordingly props must be sought for to support society and
keep it going while it is made independent of the natural condition from
which it is sought to emancipate it.
This prop is not found in the natural character of man, who, being
selfish and violent, directs his energies rather to the destruction than
to the preservation of society. Nor is it found in his moral character,
which has to be formed, which can never be worked upon or calculated on
by the lawgiver, because it is free and never appears. It would seem,
therefore, that another measure must be adopted. It would seem that the
physical character of the arbitrary must be separated from moral freedom;
that it is incumbent to make the former harmonize with the laws and the
latter dependent on impressions; it would be expedient to remove the
former still farther from matter and to bring the latter somewhat more
near to it; in short, to produce a third character related to both the
others—the physical and the moral—paving the way to a transition from
the sway of mere force to that of law, without preventing the proper
development of the moral character, but serving rather as a pledge in the
sensuous sphere of a morality in the unseen.
LETTER IV.
Thus much is certain. It is only when a third character, as previously
suggested, has preponderance that a revolution in a state according to
moral principles can be free from injurious consequences; nor can
anything else secure its endurance. In proposing or setting up a moral
state, the moral law is relied upon as a real power, and free-will is
drawn into the realm of causes, where all hangs together mutually with
stringent necessity and rigidity. But we know that the condition of the
human will always remains contingent, and that only in the Absolute Being
physical coexists with moral necessity. Accordingly, if it is wished to
depend on the moral conduct of man as on natural results, this conduct
must become nature, and he must be led by natural impulse to such a
course of action as can only and invariably have moral results. But the
will of man is perfectly free between inclination and duty, and no
physical necessity ought to enter as a sharer in this magisterial
personality. If, therefore, he is to retain this power of solution, and
yet become a reliable link in the causal concatenation of forces, this
can only be effected when the operations of both these impulses are
presented quite equally in the world of appearances. It is only possible
when, with every difference of form, the matter of man's volition remains
the same, when all his impulses agreeing with his reason are sufficient
to have the value of a universal legislation.
It may be urged that every individual man carries within himself, at
least in his adaptation and destination, a purely ideal man. The great
problem of his existence is to bring all the incessant changes of his
outer life into conformity with the unchanging unity of this ideal. This
pure ideal man, which makes itself known more or less clearly in every
subject, is represented by the state, which is the objective, and, so to
speak, canonical form in which the manifold differences of the subjects
strive to unite. Now two ways present themselves to the thought in which
the man of time can agree with the man of idea, and there are also two
ways in which the state can maintain itself in individuals. One of these
ways is when the pure ideal man subdues the empirical man, and the state
suppresses the individual, or again when the individual becomes the
state, and the man of time is ennobled to the man of idea.
I admit that in a one-sided estimate from the point of view of morality
this difference vanishes, for the reason is satisfied if her law prevails
unconditionally. But when the survey taken is complete and embraces the
whole man (anthropology), where the form is considered together with the
substance, and a living feeling has a voice, the difference will become
far more evident. No doubt the reason demands unity, and nature variety,
and both legislations take man in hand. The law of the former is stamped
upon him by an incorruptible consciousness, that of the latter by an
ineradicable feeling. Consequently education will always appear
deficient when the moral feeling can only be maintained with the
sacrifice of what is natural; and a political administration will always
be very imperfect when it is only able to bring about unity by
suppressing variety. The state ought not only to respect the objective
and generic, but also the subjective and specific in individuals; and
while diffusing the unseen world of morals, it must not depopulate the
kingdom of appearance, the external world of matter.
When the mechanical artist places his hand on the formless block, to give
it a form according to his intention, he has not any scruples in doing
violence to it. For the nature on which he works does not deserve any
respect in itself, and he does not value the whole for its parts, but the
parts on account of the whole. When the child of the fine arts sets his
hand to the same block, he has no scruples either in doing violence to
it, he only avoids showing this violence. He does not respect the matter
in which he works any more than the mechanical artist; but he seeks by an
apparent consideration for it to deceive the eye which takes this matter
under its protection. The political and educating artist follows a very
different course, while making man at once his material and his end. In
this case the aim or end meets in the material, and it is only because
the whole serves the parts that the parts adapt themselves to the end.
The political artist has to treat his material—man—with a very
different kind of respect than that shown by the artist of fine art to
his work. He must spare man's peculiarity and personality, not to
produce a defective effect on the senses, but objectively and out of
consideration for his inner being.
But the state is an organization which fashions itself through itself and
for itself, and for this reason it can only be realized when the parts
have been accorded to the idea of the whole. The state serves the
purpose of a representative, both to pure ideal and to objective
humanity, in the breast of its citizens, accordingly it will have to
observe the same relation to its citizens in which they are placed to it;
and it will only respect their subjective humanity in the same degree
that it is ennobled to an objective existence. If the internal man is
one with himself he will be able to rescue his peculiarity, even in the
greatest generalization of his conduct, and the state will only become
the exponent of his fine instinct, the clearer formula of his internal
legislation. But if the subjective man is in conflict with the
objective, and contradicts him in the character of a people, so that only
the oppression of the former can give victory to the latter, then the
state will take up the severe aspect of the law against the citizen, and
in order not to fall a sacrifice, it will have to crush under foot such a
hostile individuality without any compromise.
Now man can be opposed to himself in a twofold manner; either as a
savage, when his feelings rule over his principles; or as a barbarian,
when his principles destroy his feelings. The savage despises art, and
acknowledges nature as his despotic ruler; the barbarian laughs at
nature, and dishonors it, but he often proceeds in a more contemptible
way than the savage to be the slave of his senses. The cultivated man
makes of nature his friend, and honors its friendship, while only
bridling its caprice.
Consequently, when reason brings her moral unity into physical society,
she must not injure the manifold in nature. When nature strives to
maintain her manifold character in the moral structure of society, this
must not create any breach in moral unity; the victorious form is equally
remote from uniformity and confusion. Therefore, totality of character
must be found in the people which is capable and worthy to exchange the
state of necessity for that of freedom.
LETTER V.
Does the present age, do passing events, present this character? I
direct my attention at once to the most prominent object in this vast
structure.
It is true that the consideration of opinion is fallen; caprice is
unnerved, and, although still armed with power, receives no longer any
respect. Man has awakened from his long lethargy and self-deception, and
he demands with impressive unanimity to be restored to his imperishable
rights. But he does not only demand them; he rises on all sides to seize
by force what, in his opinion, has been unjustly wrested from him. The
edifice of the natural state is tottering, its foundations shake, and a
physical possibility seems at length granted to place law on the throne,
to honor man at length as an end, and to make true freedom the basis of
political union. Vain hope! The moral possibility is wanting, and the
generous occasion finds an unsusceptible rule.
Man paints himself in his actions, and what is the form depicted in the
drama of the present time? On the one hand, he is seen running wild, on
the other, in a state of lethargy; the two extremest stages of human
degeneracy, and both seen in one and the same period.
In the lower larger masses, coarse, lawless impulses come to view,
breaking loose when the bonds of civil order are burst asunder, and
hastening with unbridled fury to satisfy their savage instinct.
Objective humanity may have had cause to complain of the state; yet
subjective man must honor its institutions. Ought he to be blamed
because he lost sight of the dignity of human nature, so long as he was
concerned in preserving his existence? Can we blame him that he
proceeded to separate by the force of gravity, to fasten by the force of
cohesion, at a time when there could be no thought of building or raising
up? The extinction of the state contains its justification. Society set
free, instead of hastening upward into organic life, collapses into its
elements.
On the other hand, the civilized classes give us the still more repulsive
sight of lethargy, and of a depravity of character which is the more
revolting because it roots in culture. I forget who of the older or more
recent philosophers makes the remark, that what is more noble is the more
revolting in its destruction. The remark applies with truth to the world
of morals. The child of nature, when he breaks loose, becomes a madman;
but the art scholar, when he breaks loose, becomes a debased character.
The enlightenment of the understanding, on which the more refined classes
pride themselves with some ground, shows on the whole so little of an
ennobling influence on the mind that it seems rather to confirm
corruption by its maxims. We deny nature on her legitimate field and
feel her tyranny in the moral sphere, and while resisting her
impressions, we receive our principles from her. While the affected
decency of our manners does not even grant to nature a pardonable
influence in the initial stage, our materialistic system of morals allows
her the casting vote in the last and essential stage. Egotism has
founded its system in the very bosom of a refined society, and without
developing even a sociable character, we feel all the contagions and
miseries of society. We subject our free judgment to its despotic
opinions, our feelings to its bizarre customs, and our will to its
seductions. We only maintain our caprice against her holy rights. The
man of the world has his heart contracted by a proud self-complacency,
while that of the man of nature often beats in sympathy; and every man
seeks for nothing more than to save his wretched property from the
general destruction, as it were from some great conflagration. It is
conceived that the only way to find a shelter against the aberrations of
sentiment is by completely foregoing its indulgence, and mockery, which
is often a useful chastener of mysticism, slanders in the same breath the
noblest aspirations. Culture, far from giving us freedom, only develops,
as it advances, new necessities; the fetters of the physical close more
tightly around us, so that the fear of loss quenches even the ardent
impulse toward improvement, and the maxims of passive obedience are held
to be the highest wisdom of life. Thus the spirit of the time is seen to
waver between perversion and savagism, between what is unnatural and mere
nature, between superstition and moral unbelief, and it is often nothing
but the equilibrium of evils that sets bounds to it.
LETTER VI.
Have I gone too far in this portraiture of our times? I do not
anticipate this stricture, but rather another—that I have proved too
much by it. You will tell me that the picture I have presented resembles
the humanity of our day, but it also bodies forth all nations engaged in
the same degree of culture, because all, without exception, have fallen
off from nature by the abuse of reason, before they can return to it
through reason.
But if we bestow some serious attention to the character of our times, we
shall be astonished at the contrast between the present and the previous
form of humanity, especially that of Greece. We are justified in
claiming the reputation of culture and refinement, when contrasted with a
purely natural state of society, but not so comparing ourselves with the
Grecian nature. For the latter was combined with all the charms of art
and with all the dignity of wisdom, without, however, as with us,
becoming a victim to these influences. The Greeks have put us to shame
not only by their simplicity, which is foreign to our age; they are at
the same time our rivals, nay, frequently our models, in those very
points of superiority from which we seek comfort when regretting the
unnatural character of our manners. We see that remarkable people
uniting at once fulness of form and fulness of substance, both
philosophizing and creating, both tender and energetic, uniting a
youthful fancy to the virility of reason in a glorious humanity.
At the period of Greek culture, which was an awakening of the powers of
the mind, the senses and the spirit had no distinctly separated property;
no division had yet torn them asunder, leading them to partition in a
hostile attitude, and to mark off their limits with precision. Poetry
had not as yet become the adversary of wit, nor had speculation abused
itself by passing into quibbling. In cases of necessity both poetry and
wit could exchange parts, because they both honored truth only in their
special way. However high might be the flight of reason, it drew matter
in a loving spirit after it, and while sharply and stiffly defining it,
never mutilated what it touched. It is true the Greek mind displaced
humanity, and recast it on a magnified scale in the glorious circle of
its gods; but it did this not by dissecting human nature, but by giving
it fresh combinations, for the whole of human nature was represented in
each of the gods. How different is the course followed by us moderns!
We also displace and magnify individuals to form the image of the
species, but we do this in a fragmentary way, not by altered
combinations, so that it is necessary to gather up from different
individuals the elements that form the species in its totality. It would
almost appear as if the powers of mind express themselves with us in real
life or empirically as separately as the psychologist distinguishes them
in the representation. For we see not only individual subjects, but
whole classes of men, uphold their capacities only in part, while the
rest of their faculties scarcely show a germ of activity, as in the case
of the stunted growth of plants.
I do not overlook the advantages to which the present race, regarded as a
unity and in the balance of the understanding, may lay claim over what is
best in the ancient world; but it is obliged to engage in the contest as
a compact mass, and measure itself as a whole against a whole. Who among
the moderns could step forth, man against man, and strive with an
Athenian for the prize of higher humanity.
Whence comes this disadvantageous relation of individuals coupled with
great advantages of the race? Why could the individual Greek be
qualified as the type of his time; and why can no modern dare to offer
himself as such? Because all-uniting nature imparted its forms to the
Greek, and an all-dividing understanding gives our forms to us.
It was culture itself that gave these wounds to modern humanity. The
inner union of human nature was broken, and a destructive contest divided
its harmonious forces directly; on the one hand, an enlarged experience
and a more distinct thinking necessitated a sharper separation of the
sciences, while, on the other hand, the more complicated machinery of
states necessitated a stricter sundering of ranks and occupations.
Intuitive and speculative understanding took up a hostile attitude in
opposite fields, whose borders were guarded with jealousy and distrust;
and by limiting its operation to a narrow sphere, men have made unto
themselves a master who is wont not unfrequently to end by subduing and
oppressing all the other faculties. Whilst on the one hand a luxuriant
imagination creates ravages in the plantations that have cost the
intelligence so much labor; on the other hand, a spirit of abstraction
suffocates the fire that might have warmed the heart and inflamed the
imagination.
This subversion, commenced by art and learning in the inner man, was
carried out to fulness and finished by the spirit of innovation in
government. It was, no doubt, reasonable to expect that the simple
organization of the primitive republics should survive the quaintness of
primitive manners and of the relations of antiquity. But, instead of
rising to a higher and nobler degree of animal life, this organization
degenerated into a common and coarse mechanism. The zoophyte condition
of the Grecian states, where each individual enjoyed an independent life,
and could, in cases of necessity, become a separate whole and unit in
himself, gave way to an ingenious mechanism, when, from the splitting up
into numberless parts, there results a mechanical life in the
combination. Then there was a rupture between the state and the church,
between laws and customs; enjoyment was separated from labor, the means
from the end, the effort from the reward. Man himself, eternally chained
down to a little fragment of the whole, only forms a kind of fragment;
having nothing in his ears but the monotonous sound of the perpetually
revolving wheel, he never develops the harmony of his being, and instead
of imprinting the seal of humanity on his being, he ends by being nothing
more than the living impress of the craft to which he devotes himself, of
the science that he cultivates. This very partial and paltry relation,
linking the isolated members to the whole, does not depend on forms that
are given spontaneously; for how could a complicated machine, which shuns
the light, confide itself to the free will of man? This relation is
rather dictated, with a rigorous strictness, by a formulary in which the
free intelligence of man is chained down. The dead letter takes the
place of a living meaning, and a practised memory becomes a safer guide
than genius and feeling.
If the community or state measures man by his function, only asking of
its citizens memory, or the intelligence of a craftsman, or mechanical
skill, we cannot be surprised that the other faculties of the mind are
neglected for the exclusive culture of the one that brings in honor and
profit. Such is the necessary result of an organization that is
indifferent about character, only looking to acquirements, whilst in
other cases it tolerates the thickest darkness, to favor a spirit of law
and order; it must result if it wishes that individuals in the exercise
of special aptitudes should gain in depth what they are permitted to lose
in extension. We are aware, no doubt, that a powerful genius does not
shut up its activity within the limits of its functions; but mediocre
talents consume in the craft fallen to their lot the whole of their
feeble energy; and if some of their energy is reserved for matters of
preference, without prejudice to its functions, such a state of things at
once bespeaks a spirit soaring above the vulgar. Moreover, it is rarely
a recommendation in the eye of a state to have a capacity superior to
your employment, or one of those noble intellectual cravings of a man of
talent which contend in rivalry with the duties of office. The state is
so jealous of the exclusive possession of its servants that it would
prefer—nor can it be blamed in this—for functionaries to show their
powers with the Venus of Cytherea rather than the Uranian Venus.
It is thus that concrete individual life is extinguished, in order that
the abstract whole may continue its miserable life, and the state remains
forever a stranger to its citizens, because feeling does not discover it
anywhere. The governing authorities find themselves compelled to
classify, and thereby simplify the multiplicity of citizens, and only to
know humanity in a representative form and at second-hand. Accordingly
they end by entirely losing sight of humanity, and by confounding it with
a simple artificial creation of the understanding, whilst on their part
the subject-classes cannot help receiving coldly laws that address
themselves so little to their personality. At length, society, weary of
having a burden that the state takes so little trouble to lighten, falls
to pieces and is broken up—a destiny that has long since attended most
European states. They are dissolved in what may be called a state of
moral nature, in which public authority is only one function more, hated
and deceived by those who think it necessary, respected only by those who
can do without it.
Thus compressed between two forces, within and without, could humanity
follow any other course than that which it has taken? The speculative
mind, pursuing imprescriptible goods and rights in the sphere of ideas,
must needs have become a stranger to the world of sense, and lose sight
of matter for the sake of form. On its part, the world of public
affairs, shut up in a monotonous circle of objects, and even there
restricted by formulas, was led to lose sight of the life and liberty of
the whole, while becoming impoverished at the same time in its own
sphere. Just as the speculative mind was tempted to model the real after
the intelligible, and to raise the subjective laws of its imagination
into laws constituting the existence of things, so the state spirit
rushed into the opposite extreme, wished to make a particular and
fragmentary experience the measure of all observation, and to apply
without exception to all affairs the rules of its own particular craft.
The speculative mind had necessarily to become the prey of a vain
subtlety, the state spirit of a narrow pedantry; for the former was
placed too high to see the individual, and the latter too low to survey
the whole. But the disadvantage of this direction of mind was not
confined to knowledge and mental production; it extended to action and
feeling. We know that the sensibility of the mind depends, as to degree,
on the liveliness, and for extent on the richness of the imagination.
Now the predominance of the faculty of analysis must necessarily deprive
the imagination of its warmth and energy, and a restricted sphere of
objects must diminish its wealth. It is for this reason that the
abstract thinker has very often a cold heart, because he analyzes
impressions, which only move the mind by their combination or totality;
on the other hand, the man of business, the statesman, has very often a
narrow heart, because, shut up in the narrow circle of his employment,
his imagination can neither expand nor adapt itself to another manner of
viewing things.
My subject has led me naturally to place in relief the distressing
tendency of the character of our own times and to show the sources of the
evil, without its being my province to point out the compensations
offered by nature. I will readily admit to you that, although this
splitting up of their being was unfavorable for individuals, it was the
only open road for the progress of the race. The point at which we see
humanity arrived among the Greeks was undoubtedly a maximum; it could
neither stop there nor rise higher. It could not stop there, for the sum
of notions acquired forced infallibly the intelligence to break with
feeling and intuition, and to lead to clearness of knowledge. Nor could
it rise any higher; for it is only in a determinate measure that
clearness can be reconciled with a certain degree of abundance and of
warmth. The Greeks had attained this measure, and to continue their
progress in culture, they, as we, were obliged to renounce the totality
of their being, and to follow different and separate roads in order to
seek after truth.
There was no other way to develop the manifold aptitudes of man than to
bring them in opposition with one another. This antagonism of forces is
the great instrument of culture, but it is only an instrument: for as
long as this antagonism lasts man is only on the road to culture. It is
only because these special forces are isolated in man, and because they
take on themselves to impose all exclusive legislation, that they enter
into strife with the truth of things, and oblige common sense, which
generally adheres imperturbably to external phenomena, to dive into the
essence of things. While pure understanding usurps authority in the
world of sense, and empiricism attempts to subject this intellect to the
conditions of experience, these two rival directions arrive at the
highest possible development, and exhaust the whole extent of their
sphere. While, on the one hand, imagination, by its tyranny, ventures to
destroy the order of the world, it forces reason, on the other side, to
rise up to the supreme sources of knowledge, and to invoke against this
predominance of fancy the help of the law of necessity.
By an exclusive spirit in the case of his faculties, the individual is
fatally led to error; but the species is led to truth. It is only by
gathering up all the energy of our mind in a single focus, and
concentrating a single force in our being, that we give in some sort
wings to this isolated force, and that we draw it on artificially far
beyond the limits that nature seems to have imposed upon it. If it be
certain that all human individuals taken together would never have
arrived, with the visual power given them by nature, to see a satellite
of Jupiter, discovered by the telescope of the astronomer, it is just as
well established that never would the human understanding have produced
the analysis of the infinite, or the critique of pure reason, if in
particular branches, destined for this mission, reason had not applied
itself to special researches, and it, after having, as it were, freed
itself from all matter, it had not, by the most powerful abstraction
given to the spiritual eye of man the force necessary, in order to look
into the absolute. But the question is, if a spirit thus absorbed in
pure reason and intuition will be able to emancipate itself from the
rigorous fetters of logic, to take the free action of poetry, and seize
the individuality of things with a faithful and chaste sense? Here
nature imposes even on the most universal genius a limit it cannot pass,
and truth will make martyrs as long as philosophy will be reduced to make
its principal occupation the search for arms against errors.
But whatever may be the final profit for the totality of the world, of
this distinct and special perfecting of the human faculties, it cannot be
denied that this final aim of the universe, which devotes them to this
kind of culture, is a cause of suffering, and a kind of malediction for
individuals. I admit that the exercises of the gymnasium form athletic
bodies; but beauty is only developed by the free and equal play of the
limbs. In the same way the tension of the isolated spiritual forces may
make extraordinary men; but it is only the well-tempered equilibrium of
these forces that can produce happy and accomplished men. And in what
relation should we be placed with past and future ages if the perfecting
of human nature made such a sacrifice indispensable? In that case we
should have been the slaves of humanity, we should have consumed our
forces in servile work for it during some thousands of years, and we
should have stamped on our humiliated, mutilated nature the shameful
brand of this slavery—all this in order that future generations, in a
happy leisure, might consecrate themselves to the cure of their moral
health, and develop the whole of human nature by their free culture.
But can it be true that man has to neglect himself for any end whatever?
Can nature snatch from us, for any end whatever, the perfection which is
prescribed to us by the aim of reason? It must be false that the
perfecting of particular faculties renders the sacrifice of their
totality necessary; and even if the law of nature had imperiously this
tendency, we must have the power to reform by a superior art this
totality of our being, which art has destroyed.
LETTER VII.
Can this effect of harmony be attained by the state? That is not
possible, for the state, as at present constituted, has given occasion to
evil, and the state as conceived in the idea, instead of being able to
establish this more perfect humanity, ought to be based upon it. Thus
the researches in which I have indulged would have brought me back to the
same point from which they had called me off for a time. The present
age, far from offering us this form of humanity, which we have
acknowledged as a necessary condition of an improvement of the state,
shows us rather the diametrically opposite form. If, therefore, the
principles I have laid down are correct, and if experience confirms the
picture I have traced of the present time, it would be necessary to
qualify as unseasonable every attempt to effect a similar change in the
state, and all hope as chimerical that would be based on such an attempt,
until the division of the inner man ceases, and nature has been
sufficiently developed to become herself the instrument of this great
change and secure the reality of the political creation of reason.
In the physical creation, nature shows us the road that we have to follow
in the moral creation. Only when the struggle of elementary forces has
ceased in inferior organizations, nature rises to the noble form of the
physical man. In like manner, the conflict of the elements of the moral
man and that of blind instincts must have ceased, and a coarse antagonism
in himself, before the attempt can be hazarded. On the other hand, the
independence of man's character must be secured, and his submission to
despotic forms must have given place to a suitable liberty, before the
variety in his constitution can be made subordinate to the unity of the
ideal. When the man of nature still makes such an anarchial abuse of his
will, his liberty ought hardly to be disclosed to him. And when the man
fashioned by culture makes so little use of his freedom, his free will
ought not to be taken from him. The concession of liberal principles
becomes a treason to social order when it is associated with a force
still in fermentation, and increases the already exuberant energy of its
nature. Again, the law of conformity under one level becomes tyranny to
the individual when it is allied to a weakness already holding sway and
to natural obstacles, and when it comes to extinguish the last spark of
spontaneity and of originality.
The tone of the age must therefore rise from its profound moral
degradation; on the one hand it must emancipate itself from the blind
service of nature, and on the other it must revert to its simplicity, its
truth, and its fruitful sap; a sufficient task for more than a century.
However, I admit readily, more than one special effort may meet with
success, but no improvement of the whole will result from it, and
contradictions in action will be a continual protest against the unity of
maxims. It will be quite possible, then, that in remote corners of the
world humanity may be honored in the person of the negro, while in Europe
it may be degraded in the person of the thinker. The old principles will
remain, but they will adopt the dress of the age, and philosophy will
lend its name to an oppression that was formerly authorized by the
church. In one place, alarmed at the liberty which in its opening
efforts always shows itself an enemy, it will cast itself into the arms
of a convenient servitude. In another place, reduced to despair by a
pedantic tutelage, it will be driven into the savage license of the state
of nature. Usurpation will invoke the weakness of human nature, and
insurrection will invoke its dignity, till at length the great sovereign
of all human things, blind force, shall come in and decide, like a vulgar
pugilist, this pretended contest of principles.
LETTER VIII.
Must philosophy therefore retire from this field, disappointed in its
hopes? Whilst in all other directions the dominion of forms is extended,
must this the most precious of all gifts be abandoned to a formless
chance? Must the contest of blind forces last eternally in the political
world, and is social law never to triumph over a hating egotism?
Not in the least. It is true that reason herself will never attempt
directly a struggle with this brutal force which resists her arms, and
she will be as far as the son of Saturn in the "Iliad" from descending
into the dismal field of battle, to fight them in person. But she
chooses the most deserving among the combatants, clothes him with divine
arms as Jupiter gave them to his son-in-law, and by her triumphing force
she finally decides the victory.
Reason has done all that she could in finding the law and promulgating
it; it is for the energy of the will and the ardor of feeling to carry it
out. To issue victoriously from her contest with force, truth herself
must first become a force, and turn one of the instincts of man into her
champion in the empire of phenomena. For instincts are the only motive
forces in the material world. If hitherto truth has so little manifested
her victorious power, this has not depended on the understanding, which
could not have unveiled it, but on the heart which remained closed to it
and on instinct which did not act with it.
Whence, in fact, proceeds this general sway of prejudices, this might of
the understanding in the midst of the light disseminated by philosophy
and experience? The age is enlightened, that is to say, that knowledge,
obtained and vulgarized, suffices to set right at least on practical
principles. The spirit of free inquiry has dissipated the erroneous
opinions which long barred the access to truth, and has undermined the
ground on which fanaticism and deception had erected their throne.
Reason has purified itself from the illusions of the senses and from a
mendacious sophistry, and philosophy herself raises her voice and exhorts
us to return to the bosom of nature, to which she had first made us
unfaithful. Whence then is it that we remain still barbarians?
There must be something in the spirit of man—as it is not in the objects
themselves—which prevents us from receiving the truth, notwithstanding
the brilliant light she diffuses, and from accepting her, whatever may be
her strength for producing conviction. This something was perceived and
expressed by an ancient sage in this very significant maxim: sapere aude
[dare to be wise.]
Dare to be wise! A spirited courage is required to triumph over the
impediments that the indolence of nature as well as the cowardice of the
heart oppose to our instruction. It was not without reason that the
ancient Mythos made Minerva issue fully armed from the head of Jupiter,
for it is with warfare that this instruction commences. From its very
outset it has to sustain a hard fight against the senses, which do not
like to be roused from their easy slumber. The greater part of men are
much too exhausted and enervated by their struggle with want to be able
to engage in a new and severe contest with error. Satisfied if they
themselves can escape from the hard labor of thought, they willingly
abandon to others the guardianship of their thoughts. And if it happens
that nobler necessities agitate their soul, they cling with a greedy
faith to the formula that the state and the church hold in reserve for
such cases. If these unhappy men deserve our compassion, those others
deserve our just contempt, who, though set free from those necessities by
more fortunate circumstances, yet willingly bend to their yoke. These
latter persons prefer this twilight of obscure ideas, where the feelings
have more intensity, and the imagination can at will create convenient
chimeras, to the rays of truth which put to flight the pleasant illusions
of their dreams. They have founded the whole structure of their
happiness on these very illusions, which ought to be combated and
dissipated by the light of knowledge, and they would think they were
paying too dearly for a truth which begins by robbing them of all that
has value in their sight. It would be necessary that they should be
already sages to love wisdom: a truth that was felt at once by him to
whom philosophy owes its name. [The Greek word means, as is known, love
of wisdom.]
It is therefore not going far enough to say that the light of the
understanding only deserves respect when it reacts on the character; to a
certain extent it is from the character that this light proceeds; for the
road that terminates in the head must pass through the heart.
Accordingly, the most pressing need of the present time is to educate the
sensibility, because it is the means, not only to render efficacious in
practice the improvement of ideas, but to call this improvement into
existence.
LETTER IX.
But perhaps there is a vicious circle in our previous reasoning!
Theoretical culture must it seems bring along with it practical culture,
and yet the latter must be the condition of the former. All improvement
in the political sphere must proceed from the ennobling of the character.
But, subject to the influence of a social constitution still barbarous,
how can character become ennobled? It would then be necessary to seek
for this end an instrument that the state does not furnish, and to open
sources that would have preserved themselves pure in the midst of
political corruption.
I have now reached the point to which all the considerations tended that
have engaged me up to the present time. This instrument is the art of
the beautiful; these sources are open to us in its immortal models.
Art, like science, is emancipated from all that is positive, and all that
is humanly conventional; both are completely independent of the arbitrary
will of man. The political legislator may place their empire under an
interdict, but he cannot reign there. He can proscribe the friend of
truth, but truth subsists; he can degrade the artist, but he cannot
change art. No doubt, nothing is more common than to see science and art
bend before the spirit of the age, and creative taste receive its law
from critical taste. When the character becomes stiff and hardens
itself, we see science severely keeping her limits, and art subject to
the harsh restraint of rules; when the character is relaxed and softened,
science endeavors to please and art to rejoice. For whole ages
philosophers as well as artists show themselves occupied in letting down
truth and beauty to the depths of vulgar humanity. They themselves are
swallowed up in it; but, thanks to their essential vigor and
indestructible life, the true and the beautiful make a victorious fight,
and issue triumphant from the abyss.
No doubt the artist is the child of his time, but unhappy for him if he
is its disciple or even its favorite! Let a beneficent deity carry off
in good time the suckling from the breast of its mother, let it nourish
him on the milk of a better age, and suffer him to grow up and arrive at
virility under the distant sky of Greece. When he has attained manhood,
let him come back, presenting a face strange to his own age; let him
come, not to delight it with his apparition, but rather to purify it,
terrible as the son of Agamemnon. He will, indeed, receive his matter
from the present time, but he will borrow the form from a nobler time and
even beyond all time, from the essential, absolute, immutable unity.
There, issuing from the pure ether of its heavenly nature, flows the
source of all beauty, which was never tainted by the corruptions of
generations or of ages, which roll along far beneath it in dark eddies.
Its matter may be dishonored as well as ennobled by fancy, but the
ever-chaste form escapes from the caprices of imagination. The Roman had
already bent his knee for long years to the divinity of the emperors, and
yet the statues of the gods stood erect; the temples retained their
sanctity for the eye long after the gods had become a theme for mockery,
and the noble architecture of the palaces that shielded the infamies of
Nero and of Commodus were a protest against them. Humanity has lost its
dignity, but art has saved it, and preserves it in marbles full of
meaning; truth continues to live in illusion, and the copy will serve to
re-establish the model. If the nobility of art has survived the nobility
of nature, it also goes before it like an inspiring genius, forming and
awakening minds. Before truth causes her triumphant light to penetrate
into the depths of the heart, poetry intercepts her rays, and the summits
of humanity shine in a bright light, while a dark and humid night still
hangs over the valleys.
But how will the artist avoid the corruption of his time which encloses
him on all hands? Let him raise his eyes to his own dignity, and to law;
let him not lower them to necessity and fortune. Equally exempt from a
vain activity which would imprint its trace on the fugitive moment, and
from the dreams of an impatient enthusiasm which applies the measure of
the absolute to the paltry productions of time, let the artist abandon
the real to the understanding, for that is its proper field. But let the
artist endeavor to give birth to the ideal by the union of the possible
and of the necessary. Let him stamp illusion and truth with the effigy
of this ideal; let him apply it to the play of his imagination and his
most serious actions, in short, to all sensuous and spiritual forms; then
let him quietly launch his work into infinite time.
But the minds set on fire by this ideal have not all received an equal
share of calm from the creative genius—that great and patient temper
which is required to impress the ideal on the dumb marble, or to spread
it over a page of cold, sober letters, and then intrust it to the
faithful hands of time. This divine instinct, and creative force, much
too ardent to follow this peaceful walk, often throws itself immediately
on the present, on active life, and strives to transform the shapeless
matter of the moral world. The misfortune of his brothers, of the whole
species, appeals loudly to the heart of the man of feeling; their
abasement appeals still louder: enthusiasm is inflamed, and in souls
endowed with energy the burning desire aspires impatiently to action and
facts. But has this innovator examined himself to see if these disorders
of the moral world wound his reason, or if they do not rather wound his
self-love? If he does not determine this point at once, he will find it
from the impulsiveness with which he pursues a prompt and definite end.
A pure, moral motive has for its end the absolute; time does not exist
for it, and the future becomes the present to it directly; by a necessary
development, it has to issue from the present. To a reason having no
limits the direction towards an end becomes confounded with the
accomplishment of this end, and to enter on a course is to have finished
it.
If, then, a young friend of the true and of the beautiful were to ask me
how, notwithstanding the resistance of the times, he can satisfy the
noble longing of his heart, I should reply: Direct the world on which you
act towards that which is good, and the measured and peaceful course of
time will bring about the results. You have given it this direction if
by your teaching you raise its thoughts towards the necessary and the
eternal; if, by your acts or your creations, you make the necessary and
the eternal the object of your leanings. The structure of error and of
all that is arbitrary must fall, and it has already fallen, as soon as
you are sure that it is tottering. But it is important that it should
not only totter in the external but also in the internal man. Cherish
triumphant truth in the modest sanctuary of your heart; give it an
incarnate form through beauty, that it may not only be in the
understanding that does homage to it, but that feeling may lovingly grasp
its appearance. And that you may not by any chance take from external
reality the model which you yourself ought to furnish, do not venture
into its dangerous society before you are assured in your own heart that
you have a good escort furnished by ideal nature. Live with your age,
but be not its creation; labor for your contemporaries, but do for them
what they need, and not what they praise. Without having shared their
faults, share their punishment with a noble resignation, and bend under
the yoke which they find it as painful to dispense with as to bear. By
the constancy with which you will despise their good fortune, you will
prove to them that it is not through cowardice that you submit to their
sufferings. See them in thought such as they ought to be when you must
act upon them; but see them as they are when you are tempted to act for
them. Seek to owe their suffrage t |